Tatyana C.
Internal Audit, Compliance/AML, Fraud, SOX, JAP
Experience
Sep 2024 - Jul 2025
11 monthsTransaction monitoring (retail and corporate customers)
Direktbank
- Risk analysis
- Conducting control procedures
Jun 2024 - Nov 2024
6 monthsRisk management – Operational risks
Fondsbank
- 15 hrs/week
May 2024 - Jun 2024
2 monthsAML Transaction Monitoring
Zahlungsdienstleister
Mar 2024 - May 2024
3 monthsAML/Compliance Officer
ERGO Group AG
Dec 2023 - Dec 2023
1 monthBaFin special audit in the area of anti-money laundering (bank)
App Audit GmbH Wirtschaftsprüfungsgesellschaft
Sep 2023 - Dec 2023
4 monthsGermany
Audit activities (Internal Audit)
German Credit Institution (Leasing & Factoring)
Aug 2023 - Dec 2023
5 monthsFrankfurt, Germany
Assisting in Internal Audit - Reporting
Development Bank
Jun 2023 - Jul 2023
2 monthsBaFin special audit in the area of money laundering (bank)
App Audit GmbH Audit Firm
Jun 2023 - Jul 2023
2 monthsYear-end audit
App Audit GmbH Audit Firm
- Client: fund management company
Mar 2023 - Jun 2023
4 monthsAudit activities (Internal Audit) for a client (investment company)
App Audit GmbH Audit Firm
- Organizational structure and procedures
- Findings Follow-Up (AML, Outsourcing, Compliance etc.)
Oct 2022 - Present
3 yearsIndependent Business Consultant
Independent Business Consultant
Oct 2022 - Mar 2023
6 monthsGermany
Audit Activities (Internal Audit)
German Credit Institution (Leasing & Factoring)
- Outsourcing management
- Anti-money laundering / central office
- Project support / closing findings
- Preparation of audit reports
- Quality assurance
- Tracking of remediation measures (follow-up)
May 2020 - Jun 2022
2 years 2 monthsFrankfurt, Germany
Internal Auditor, Assistant Vice President
DVB Bank SE
- Served as Senior Auditor within DVB Bank's Group Audit and as part of audits at the DZ BANK group level
- Independently designed and conducted audit reviews at DVB BANK to assess the adequacy, functionality and efficiency of internal processes and controls
- Group Compliance
- Financial Crime Prevention (Fraud Prevention, KYC, AML) - Project lead for "Remediation Project"
- KYC Files Review
- QA
- Transaction Monitoring - QA
- Client Account & Business Services
- Location closures (project lead)
- Project & change management
- Independently took on audit leadership and guided participating auditors
- Prepared audit reports in English for DVB BANK's board of directors, senior management and the Internal Audit Committee
- Follow-up on open audit findings from internal and external audits
Nov 2018 - Mar 2020
1 year 5 monthsFrankfurt, Germany
Internal Auditor, Senior Associate
VTB Bank (Europe) SE
- Contributed to risk-based planning and independently carried out process-oriented audits (system, control and focus audits) in all areas of the bank
- Responsible for reviewing work guidelines and optimizing workflows
- Assisted in developing annual audit plans, audit planning and audit preparation
- Independently prepared audit reports in German and English and led closing meetings
- Advised business units on control matters and business-related issues
- Evaluated audit reports and monitored the implementation of audit recommendations
Jun 2016 - Oct 2018
2 years 5 monthsPaderborn, Germany
Internal Auditor, Corporate Internal Audit
Diebold Nixdorf AG
- SOX Compliance Audit
- Prepared and conducted financial and process audits in domestic and international group companies
- Prepared audit reports with recommendations for optimizing processes and internal controls
- Presented audit results to the department and management
- Conducted follow-ups on implementing measures
Apr 2015 - Jan 2016
10 monthsBerlin, Germany
Associate, Audit Assurance Services – Governance, Risk, Compliance
KPMG AG Wirtschaftsprüfungsgesellschaft
- Internal audit
- SOX compliance audit
- Fraud investigation
- Support for the annual financial statement audit under German GAAP (HGB)
- Support for the implementation of a compliance management system (CMS) according to IDW PS 980
Feb 2014 - Mar 2015
1 year 2 monthsBerlin, Germany
HR Specialist, Global Mobility
KPMG AG Wirtschaftsprüfungsgesellschaft
- Monitoring adherence to compliance policies for international business travel
- Development of travel compliance solutions and risk assessments for international business travel, focusing on immigration, personal tax, social security, corporate tax, and health
- Communication of risk assessment results to traveling employees and their supervisors
Languages
Russian
NativeUkrainian
NativeGerman
AdvancedEnglish
AdvancedEducation
Aug 2014 - Jan 2016
Technische Hochschule Deggendorf and TÜV-SÜD Akademie
Master of Arts · Risk and compliance management · Germany
Oct 2010 - Sep 2013
Hochschule für Wirtschaft und Recht Berlin
Bachelor of Laws, Civil law; criminal law; public law · Law · Berlin, Germany
Oct 2008 - Sep 2010
FH Magdeburg-Stendal
Technical communication (technical translation) · Magdeburg, Germany
...and 3 more
Certifications & licenses
Certified Fraud Examiner
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