Recommended expert
Rudolf Kreis
Business Analyst
Experience
Jan 2023 - Present
3 years 1 monthBusiness Analyst
Kreis Consulting
- Revision of the fee model (design and testing) in the new XTP software
- Analysis and quality assurance of existing reports for the business unit
- Uploading, downloading, and analysis of data sets for EMIR (ETD, OTC), MiFIR, SFTR, and MMSR using deltaconX and Abacus TR
- Documentation of daily reports
- Configuration of a new software application for daily reports
- Analysis of new instruments in the capital market
- Analysis for implementing market data for gold and silver to price coins in the online shop
- Adjustment of existing conditions for pairing and matching in EMIR
- Coordination with counterparties on pairing and matching discrepancies
Mar 2021 - Dec 2022
1 year 10 monthsBusiness Analyst
Societe Generale Securities Services
- Analysis of requirements according to CSDR (SDR) with SimCorp Dimension
- Requirements gathering with the involved business units
- Creation of business and IT concepts to implement regulatory and functional requirements and new Swift data sets
- Participation in project management and planning
- Training of SGSS Paris staff
- Creation of data sets for collateral, transactions, positions, and valuations for ETDs and OTCs
- Uploading and downloading data sets via DTCC web portal
- Handling NACK processing tasks and maintaining the audit trail for NACK data sets
- Analysis of new EMIR Refit requirements
Oct 2015 - Feb 2021
5 years 5 monthsBusiness Analyst / Application Tester
Kreis Consulting
- Analysis of business unit requirements regarding master data for setting up mutual funds during the implementation of the Avaloq Banking Suite for custodian functions
- Revision and execution of existing test cases and analysis of errors
- Analysis of different data sets (ETD, OTC) for the new EMIR reporting module in SimCorp Dimension
- Creation of business and IT concepts and data set definitions
- Coordination with internal audit and preparation of required documents including business process and job descriptions
- Support of management on BaFin requirements
- Creation of data sets for collateral, transactions, positions, and valuations for ETDs and OTCs, including upload/download via the DTCC web portal
- Conducting completeness checks of traded transactions and development of KPIs for the quality of daily reports
- Analysis of the functionality of a new middleware and creation of test concepts for status workflows as well as creation and execution of test cases
- Creation of functional documentation and process and interface documentation for MiFID II / MiFIR requirements
- Requirements gathering and moderation of workshops for a new Order Execution Management System
Oct 2012 - Sep 2015
3 yearsBusiness Analyst / Business Development Manager
Fimas Consulting
- Contribution to project planning and organization of the testing process for the implementation of Portware as an Order Execution Management System
- Adjustment of business processes from trading to settlement
- Creation and adaptation of test concepts and test cases, as well as execution of test cases and error analysis
- Revision and creation of test cases as part of release upgrades at SimCorp Dimension and Xetra
- Analysis of business concepts for EMIR client reporting and creation of test concepts for derivatives with SimCorp Dimension
- Analysis of current topics and legal requirements in the securities area and preparation of presentations for business development
May 2001 - Sep 2012
11 years 5 monthsBusiness Analyst / Application Tester
Kreis Consulting
- Analysis and mapping of business processes in securities operations for equities, bonds, derivatives, FX, and securities lending
- Conducting and moderating workshops, including meeting minutes and coordination with software providers and business units
- Creation and execution of test concepts and test cases, as well as automation of test cases during the migration of mutual funds to SimCorp Dimension
- Creation of test concepts for implementing IFRS accounting with SimCorp Dimension and error analysis
- Requirements gathering and design of the software application for straight-through processing with Diamos-F, including test concepts and execution
- Planning of regression, module, integration, performance, and application tests during system integration and support of SimCorp Dimension
Jul 2000 - Apr 2001
10 monthsBoard Member
Trading Places
- Created the business plan and technical concepts to start a securities trading bank
- Created the business concept, including balance sheet and profit and loss planning
- Set up internal structures, including HR management
- Filed the application for a partial banking license with the Federal Banking Supervisory Office
- Presented the business model to partners and clients
- Negotiated with partners, exchanges, and regulators
Jan 2000 - Jun 2000
6 monthsBusiness Development Manager
HF Bank Consult
- Created the business plan for the Internet brokerage sales division
- Built up the business area, including internal structures
- Analyzed the market's existing day-trading software and securities trading firms
- Developed marketing strategies to launch the software
- Sold the software and led negotiations and presentations with partners and clients
Apr 1998 - Dec 1999
1 year 9 monthsBusiness Analyst
Kreis Consulting
- Analyzed time-critical investment banking processes as part of disaster recovery
- Described the interfaces and subprocesses of securities transactions
- Outlined the entire workflow for price sourcing, trading, and deal recording
- Developed the technical design to implement the 6th KWG amendment with Samba
- Analyzed and described exchange and securities transactions for reporting and supported subsidiaries in London, Sydney, and Paris
Feb 1997 - Mar 1998
1 year 2 monthsAustralia
Vacationer
Australia
- Took a career break for reorientation
Dec 1995 - Jan 1997
1 year 2 monthsDepartment Manager
Bankhaus Metzler
- Managed the DTB trading department
- Market making and proprietary trading in stocks, options, and futures
- Risk management, including profit and loss accounting
Apr 1995 - Nov 1995
8 monthsSecurities Trader
Dyna Option
- Set up the DTB and equity trading department
- Managing relationships with exchanges, trading software providers, and general clearing members
- Market making and proprietary trading in equities, options, and futures
- Risk management including profit and loss accounting
Apr 1990 - Mar 1995
5 yearsSecurities Trader
Credit Suisse First Boston
- Market making and proprietary trading in equities, bonds, ETDs, warrants, and OTC options
- Coordinating collaboration between trading, risk management, and operations
- Training new staff and trainees
Oct 1985 - Mar 1990
4 years 6 monthsSecurities Trader
Metallbank
- Market making and proprietary trading in equities, bonds, and ETDs
- Training new staff and trainees
Apr 1984 - Sep 1985
1 year 6 monthsSecurities Advisor
Dresdner Bank
- Advising private clients on German and international equities and bonds
Skills
- Topics: System Implementation, Regulatory Reporting (Emir, Mifir, Mmsr, Sftr), Csdr, Swift, Mifid / Mifir, Business Development, Release Upgrades, Business Process Analysis, Migration, 6th Kwg Amendment, Securities Trading, Securities Advisory.
- Securities Applications: Xtp, Deltaconx, Murex, Abacus Tr, Scd Simcorp Dimension, Avaloq Banking Suite, Portware, Aladdin Blackrock Solutions, Crims Charles River, Imagine, T7, Xetra, Eurex, Cip Coryx, Diamos-f, Samba.
- Responsibilities: System Implementation, Business, It, And Test Concept Designs, Quality Assurance, Requirements Gathering, Business Process Analysis, Data Set Definitions, Project Management, Training.
- Expertise: Banking, Exchange, And Securities Operations, Trading, Settlement, Clearing, Risk Management, German And International Markets, Equities, Bonds, Exchange-traded Derivatives (Etds), Otc Products, Mutual Funds, Fx And Commodities.
- System Knowledge: Front, Middle, And Back Office Systems, Asset Management Systems, Risk Management Systems.
- It Skills: Microsoft Office Applications, Hp Quality Center, Silk Test, Jira.
Languages
German
NativeEnglish
AdvancedEducation
Apr 1981 - Jan 1984
University of Applied Sciences
Diploma in Business Administration · Business Administration
Aug 1978 - Jun 1979
Technical High School
Technical College Entrance Qualification
Aug 1976 - Jul 1978
Braun
Office Clerk · Vocational training as office clerk
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